Stuart Herzog joined the Operations Group at Beaird Harris in 2012 and became a licensed Investment Advisory Representative in 2014. Stuart is responsible for a variety of portfolio maintenance tasks including new account setup, client deposits and disbursements, updating, reviewing and daily reconciliation of all accounts, executing portfolio trades, client reporting and facilitating the transition of new clients to the Firm. In addition, Stuart manages retirement plan transitions and provides ongoing support to plan sponsors and each plan’s respective advisors; including record-keepers, third-party administrators and custodians to ensure continuity and the highest level of service for each client.
A 2001 graduate of Auburn University, Stuart earned a Bachelor of Arts degree in Business Administration with emphasis in Finance and Marketing. Prior to joining Beaird Harris, he worked for five years as the Operations Coordinator for another Registered Investment Advisor in the North Texas area and spent four years working in the banking industry in both the Operations and Trust Departments. In 2014, Stuart successfully passed the Series 65 Uniform Investment Advisor Law Exam and became a licensed Investment Advisory Representative.